Sauler Sean's Form 4 filing
Redwood Enhanced Income Fund, LP · filed Dec 4, 2023
- Accession no.
- 0001104659-23-123179
- Filed
- Dec 4, 2023
- Trade date
- Dec 1, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $281.2K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sauler SeanCIK 0001930989 | Director, Officer (Co-Chairman and Co-President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Common Stock | PPurchaseAcquired | +21,322.97 | $13.19F1 | +$281,249.97 | 188,721.38 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On November 22, 2023, Redwood Enhanced Income Corp. (the "Company") issued a capital call notice to certain investors that have committed to purchase shares of Common Stock. Pursuant to such capital call notice, MishSaulHamesh LLC was obligated to make a capital contribution of $281,250.00 on December 01, 2023. The number of shares reported is an estimate based on NAV per share as of September 30, 2023.
Referenced by the price of 1 transaction in Table I.