Hartford Funds Management Co LLC's Form 4 filing
Hartford Schroders Private Opportunities Fund · filed Dec 1, 2023
- Accession no.
- 0001104659-23-122685
- Filed
- Dec 1, 2023
- Trade date
- Dec 1, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $4.00M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hartford Funds Management Co LLCCIK 0001546587 | 10% Owner, Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Hartford Schroders Private Opportunities Fund - SDR Shares | PPurchaseAcquired | +396,275 | $10.09 | +$3,998,414.75 | 996,275 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Reporting Person, Hartford Funds Management Company, LLC is the investment adviser of the Issuer. Thomas R. Phillips is an authorized signer of the Reporting Person.