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Raterman Thomas B.'s Form 4 filing

Runway Growth Finance Corp. (RWAY) · filed Nov 24, 2023

Accession no.
0001104659-23-121017
Filed
Nov 24, 2023
Trade date
Nov 21-22, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $218.5K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Raterman Thomas B.CIK 0001664300Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 21, 2023Common Stock, par value $0.01 per sharePPurchaseAcquired+7,689$12.53+$96,343.17135,120.92Indirect
Nov 22, 2023Common Stock, par value $0.01 per sharePPurchaseAcquired+9,662$12.64+$122,127.68144,782.92Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Acting President, CFO, COO, Treasurer and Secretary

Read the full filing on SEC EDGAR (opens in a new tab)