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Selipsky Adam's Form 4 filing

Amazon Com Inc (AMZN) · filed Nov 17, 2023

Accession no.
0001104659-23-119584
Filed
Nov 17, 2023
Trade date
Nov 15-16, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.63M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Selipsky AdamCIK 0001684974Officer (CEO Amazon Web Services)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 15, 2023Common Stock, par value $.01 per shareMOption exerciseAcquired+25,640$0.00$0128,660Direct
Nov 15, 2023Common Stock, par value $.01 per shareSSaleDisposed−3,947$143.61F2−$566,828.67124,713Direct
Nov 15, 2023Common Stock, par value $.01 per shareSSaleDisposed−4,229$144.69F3−$611,894.01120,484Direct
Nov 15, 2023Common Stock, par value $.01 per shareSSaleDisposed−1,661$145.43F4−$241,559.23118,823Direct
Nov 15, 2023Common Stock, par value $.01 per shareSSaleDisposed−919$146.87F5−$134,973.53117,904Direct
Nov 16, 2023Common Stock, par value $.01 per shareSSaleDisposed−500$140.96−$70,480117,404Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 15, 2023Common Stock, par value $.01 per shareMOption exerciseDisposed−25,640$0.00$0167,720Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sale price. The highest price at which shares were sold was $144.01 and the lowest price at which shares were sold was $143.13.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average sale price. The highest price at which shares were sold was $145.12 and the lowest price at which shares were sold was $144.16.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average sale price. The highest price at which shares were sold was $146.03 and the lowest price at which shares were sold was $145.17.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average sale price. The highest price at which shares were sold was $147.10 and the lowest price at which shares were sold was $146.40.

Referenced by the price of 1 transaction in Table I.

Remarks

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)