Smith Howard W III's Form 4 filing
Walker & Dunlop, Inc. (WD) · filed Nov 13, 2023
- Accession no.
- 0001104659-23-117313
- Filed
- Nov 13, 2023
- Trade date
- Nov 9, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.41M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Howard W IIICIK 0001503844 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2023 | Common Stock | MOption exerciseAcquired | +20,000 | $20.40 | +$408,000 | 217,000.09 | Direct | |
| Nov 9, 2023 | Common Stock | SSaleDisposed | −9,696 | $69.80 | −$676,780.8 | 207,304.09 | Direct | |
| Nov 9, 2023 | Common Stock | SSaleDisposed | −8,304 | $70.81 | −$588,006.24 | 199,000.09 | Direct | |
| Nov 9, 2023 | Common Stock | SSaleDisposed | −2,000 | $71.67 | −$143,340 | 197,000.09 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2023 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 12,369 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.