Frazer Preston's Form 4 filing
AutoZone Inc (AZO) · filed Nov 1, 2023
- Accession no.
- 0001104659-23-113499
- Filed
- Nov 1, 2023
- Trade date
- Oct 31, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 18 non-derivative transactions and 4 derivative transactions. Open-market sales total $16.7M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frazer PrestonCIK 0001790602 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2023 | Common Stock | MOption exerciseAcquired | +2,400 | $1,139.99 | +$2,735,976 | 3,109.45 | Direct | |
| Oct 31, 2023 | Common Stock | MOption exerciseAcquired | +250 | $1,390.47 | +$347,617.5 | 3,359.45 | Direct | |
| Oct 31, 2023 | Common Stock | MOption exerciseAcquired | +2,794 | $1,651.22 | +$4,613,508.68 | 6,153.45 | Direct | |
| Oct 31, 2023 | Common Stock | MOption exerciseAcquired | +1,310 | $2,205.03 | +$2,888,589.3 | 7,463.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −300 | $2,470.84F1 | −$741,252 | 7,163.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −504 | $2,472.68F2 | −$1,246,230.72 | 6,659.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −657 | $2,473.68F3 | −$1,625,207.76 | 6,002.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −641 | $2,474.94F4 | −$1,586,436.54 | 5,361.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −728 | $2,475.63F5 | −$1,802,258.64 | 4,633.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −1,753 | $2,477.01F6 | −$4,342,198.53 | 2,880.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −725 | $2,478.12F7 | −$1,796,637 | 2,155.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −560 | $2,479.00F8 | −$1,388,240 | 1,595.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −45 | $2,479.63F9 | −$111,583.35 | 1,550.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −100 | $2,481.57 | −$248,157 | 1,450.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −337 | $2,483.31F10 | −$836,875.47 | 1,113.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −220 | $2,484.70F11 | −$546,634 | 893.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −145 | $2,487.66F12 | −$360,710.7 | 748.45 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −39 | $2,488.72F13 | −$97,060.08 | 709.45 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2023 | Common Stock | MOption exerciseDisposed | −2,400 | $0.00 | $0 | 1,200 | Direct | |
| Oct 31, 2023 | Common Stock | MOption exerciseDisposed | −250 | $0.00 | $0 | 250 | Direct | |
| Oct 31, 2023 | Common Stock | MOption exerciseDisposed | −2,794 | $0.00 | $0 | 2,796 | Direct | |
| Oct 31, 2023 | Common Stock | MOption exerciseDisposed | −1,310 | $0.00 | $0 | 3,930 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,470.69 - $2,471.00 per Share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (1) through (13) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,472.43 - $2,473.38 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,473.57 - $2,474.27 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,474.41 - $2,475.38 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,475.41 - $2,476.31 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,476.52 - $2,477.42 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,477.51 - $2,478.49 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,478.49 - $2,479.49 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,479.51 - $2,479.70 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,483.00 - $2,483.90 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,484.09 - $2,486.01 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,487.47 - $2,488.33 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,488.58 - $2,488.82 per Share, inclusive.
Referenced by the price of 1 transaction in Table I.