Spindler Garold's Form 4 filing
Coronado Global Resources Inc. (CODQL) · filed Oct 20, 2023
- Accession no.
- 0001104659-23-110517
- Filed
- Oct 20, 2023
- Trade date
- Dec 29, 2021-Sep 19, 2023
- Filing delay
- 660 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 8 derivative transactions. Open-market sales total $22.3K. It was filed 660 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spindler GaroldCIK 0001778519 | Director, Officer (Executive Chair) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2021 | Common Stock | GGiftDisposed | −180,000 | $0.00 | $0 | 0 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseAcquired | +4,410.6 | $0.00 | $0 | 4,410.6 | Direct | |
| Mar 31, 2023 | Common Stock | SSaleDisposed | −2,081.3 | $10.73F2 | −$22,332.35 | 2,329.3 | Direct | |
| Apr 5, 2023 | Common Stock | AGrant or awardAcquired | +18.9 | $0.00 | $0 | 2,348.2 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 8, 2022 | Common Stock | AGrant or awardAcquired | +257.8 | $0.00 | $0 | 34,066 | Direct | |
| Jun 21, 2022 | Common Stock | AGrant or awardAcquired | +309.6 | $0.00 | $0 | 37,162 | Direct | |
| Sep 20, 2022 | Common Stock | AGrant or awardAcquired | +271.6 | $0.00 | $0 | 39,878 | Direct | |
| Dec 12, 2022 | Common Stock | AGrant or awardAcquired | +422.8 | $0.00 | $0 | 44,106 | Direct | |
| Feb 16, 2023 | Common Stock | AGrant or awardAcquired | +51,478.5 | $0.00 | $0 | 514,785 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseDisposed | −4,410.6 | $0.00 | $0 | 0 | Direct | |
| Apr 5, 2023 | Common Stock | AGrant or awardAcquired | +51,699 | $0.00 | $0 | 516,990 | Direct | |
| Sep 19, 2023 | Common Stock | AGrant or awardAcquired | +51,952.9 | $0.00 | $0 | 519,529 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects CDIs that were sold in order to satisfy the tax liability that arose upon the vesting of the PSUs. The sale was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit List: Exhibit 24.1 - Power of Attorney.