Pensions Caixa 2, Fondo De Pensiones's Form 4 filing
New Mountain Guardian IV Income Fund, L.L.C. · filed Oct 19, 2023
- Accession no.
- 0001104659-23-110126
- Filed
- Oct 19, 2023, 4:31 PM ET
- Trade date
- Oct 17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $8.25M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pensions Caixa 2, Fondo De PensionesCIK 0001985655 | 10% Owner |
| Pensions Caixa 30, Fondo De PensionesCIK 0001985778 | 10% Owner |
| Vidacaixa, S.A.U. De Seguros Y ReasegurosCIK 0001985779 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2023 | LLC Interests | PPurchaseAcquired | +8,100 | $10.00 | +$81,000 | 13,500 | Indirect | |
| Oct 17, 2023 | LLC Interests | PPurchaseAcquired | +489,900 | $10.00 | +$4,899,000 | 816,500 | Indirect | |
| Oct 17, 2023 | LLC Interests | PPurchaseAcquired | +327,000 | $10.00 | +$3,270,000 | 545,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.