Nesbitt Stephen Lane's Form 4/A amendment
AmendedCliffwater Corporate Lending Fund · filed Oct 16, 2023
- Accession no.
- 0001104659-23-109381
- Filed
- Oct 16, 2023
- Trade date
- Oct 12, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Oct 12, 2013
This filing lists 1 non-derivative transaction. Open-market purchases total $60.0M. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001104659-23-113847 (Nov 2, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nesbitt Stephen LaneCIK 0001754658 | Officer (President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2023 | Class I Shares | PPurchaseAcquired | +5,692,599.62 | $10.54 | +$59,999,999.99 | 5,828,711.46 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.