Smith Howard W III's Form 4 filing
Walker & Dunlop, Inc. (WD) · filed Oct 11, 2023
- Accession no.
- 0001104659-23-108593
- Filed
- Oct 11, 2023
- Trade date
- Oct 9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.43M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Howard W IIICIK 0001503844 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 9, 2023 | Common Stock | MOption exerciseAcquired | +20,000 | $20.40 | +$408,000 | 217,000.09 | Direct | |
| Oct 9, 2023 | Common Stock | SSaleDisposed | −13,850 | $71.38 | −$988,613 | 203,150.09 | Direct | |
| Oct 9, 2023 | Common Stock | SSaleDisposed | −6,150 | $72.15 | −$443,722.5 | 197,000.09 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 9, 2023 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 32,369 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.