Liberty Broadband Corp's Form 4 filing

Charter Communications, Inc. (CHTR) · filed Oct 5, 2023

Accession no.: 0001104659-23-107194
Filed: Oct 5, 2023, 4:13 PM ET
Trade date: Oct 3, 2023
Filing delay: 2 days
Rule 10b5-1 plan: Not checked

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Liberty Broadband CorpCIK 0001611983	Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade date	Security	Transaction	Underlying shares	Unit price	Value	Held after	Ownership	Flags
Oct 3, 2023	Class A Common Stock	PPurchaseAcquired	+2,222	$2,000,000.00^F3	–	–	Direct	Price outlier
Oct 3, 2023	Class A Common Stock	PPurchaseAcquired	+7	$6,000.00^F4	–	–	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

On October 3, 2023, the reporting person became obligated to repurchase, pursuant to a cash purchase offer, $2,000,000 principal amount of the 1.25% Debentures. On October 5, 2023, holders of the 1.25% Debentures received payment of $1,000 for each $1,000 principal amount of the 1.25% Debentures accepted for purchase, plus accrued and unpaid interest in the amount of $0.17.

Referenced by the price of 1 transaction in Table II.

On October 3, 2023, the reporting person became obligated to redeem $6,000 principal amount of the 1.25% Debentures. On October 5, 2023, holders of the 1.25% Debentures received payment of $1,000 for each $1,000 principal amount of the 1.25% Debentures redeemed, plus accrued and unpaid interest in the amount of $0.17.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)