Schwichtenberg Paul's Form 4 filing
Assertio Holdings, Inc. (ASRT) · filed Sep 13, 2023
- Accession no.
- 0001104659-23-100551
- Filed
- Sep 13, 2023
- Trade date
- Sep 11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $322.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwichtenberg PaulCIK 0001849587 | Officer (SVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Common Stock | SSaleDisposed | −104,980 | $3.07F1 | −$322,288.6 | 64,313 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on September 11, 2023 at prices ranging from $3.03 to $3.10 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
Referenced by the price of 1 transaction in Table I.