Andreessen Horowitz LSV Fund III, L.P.'s Form 4 filing
Samsara Inc. (IOT) · filed Sep 12, 2023
- Accession no.
- 0001104659-23-100177
- Filed
- Sep 12, 2023, 9:49 PM ET
- Trade date
- Sep 8, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.1M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Andreessen Horowitz LSV Fund III, L.P.CIK 0001889367 | 10% Owner |
| AH Equity Partners LSV III, L.L.C.CIK 0001889893 | 10% Owner |
| Andreessen Horowitz LSV Fund III-B, L.P.CIK 0001894619 | 10% Owner |
| AH Equity Partners 2022 Annual Fund, L.L.C.CIK 0001894740 | 10% Owner |
| AH 2022 Annual Fund, L.P.CIK 0001894744 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2023 | Class A Common Stock | CConversionAcquired | +80,978 | $0.00 | $0 | 80,978 | Indirect | Duplicate filing |
| Sep 8, 2023 | Class A Common Stock | SSaleDisposed | −64,464 | $30.78F3 | −$1,984,266.38 | 16,514 | Indirect | Duplicate filing |
| Sep 8, 2023 | Class A Common Stock | SSaleDisposed | −16,514 | $31.48F4 | −$519,827.69 | 0 | Indirect | Duplicate filing |
| Sep 8, 2023 | Class A Common Stock | CConversionAcquired | +310,952 | $0.00 | $0 | 310,952 | Indirect | Duplicate filing |
| Sep 8, 2023 | Class A Common Stock | SSaleDisposed | −247,538 | $30.78F3 | −$7,619,467.18 | 63,414 | Indirect | Duplicate filing |
| Sep 8, 2023 | Class A Common Stock | SSaleDisposed | −63,414 | $31.48F4 | −$1,996,145.89 | 0 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2023 | Class A Common Stock | CConversionDisposed | −80,978 | $0.00 | $0 | 5,516,864 | Indirect | Duplicate filing |
| Sep 8, 2023 | Class A Common Stock | CConversionDisposed | −310,952 | $0.00 | $0 | 12,557,802 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 8, 2023. The actual sale prices ranged from a low of $30.24 to a high of $31.235, inclusive. Each of the Reporting Persons undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each price within the range.
Referenced by the price of 2 transactions in Table I.
- F4
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 8, 2023. The actual sale prices ranged from a low of $31.24 to a high of $31.715, inclusive. Each of the Reporting Persons undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each price within the range.
Referenced by the price of 2 transactions in Table I.
Remarks
This Form 4 is the third of three Forms 4 filed relating to the same event. Combined, the three reports report the holdings for the following Reporting Persons: Andreessen Horowitz Fund IV, L.P., Andreessen Horowitz Fund IV-A, L.P., Andreessen Horowitz Fund IV-B, L.P., Andreessen Horowitz Fund IV-Q, L.P., Andreessen Horowitz LSV Fund I, L.P., Andreessen Horowitz LSV Fund I-B, L.P., Andreessen Horowitz LSV Fund I-Q, L.P., AH Parallel Fund IV, L.P., AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., AH Parallel Fund IV-Q, L.P., AH Parallel Fund V, L.P., AH Parallel Fund V-A, L.P., AH Parallel Fund V-B, L.P., AH Parallel Fund V-Q, L.P., Andreessen Horowitz LSV Fund III, L.P., Andreessen Horowitz LSV Fund III-B, L.P., AH 2022 Annual Fund, L.P., AH Equity Partners IV, L.L.C., AH Equity Partners LSV I, L.L.C., AH Equity Partners IV (Parallel), L.L.C., AH Equity Partners V (Parallel), L.L.C., AH Equity Partners LSV III, L.L.C., AH Equity Partners 2022 Annual Fund, L.L.C. and Benjamin Horowitz. This Form 4 has been split into three filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons.