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Eagle Point Credit Management LLC's Form 4 filing

ACRES Commercial Realty Corp. (ACR) · filed Sep 5, 2023

Accession no.
0001104659-23-098371
Filed
Sep 5, 2023, 6:19 PM ET
Trade date
Aug 31-Sep 5, 2023
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $137.7K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Eagle Point Credit Management LLCCIK 000160720310% Owner
Eagle Point DIF GP I LLCCIK 000183660910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 31, 20237.875% Series D Preferred StockPPurchaseAcquired+784$19.40+$15,209.61,014,374Indirect
Aug 31, 20238.625% Series C Preferred StockPPurchaseAcquired+5,000$22.30+$111,500671,750Indirect
Sep 1, 20238.625% Series C Preferred StockPPurchaseAcquired+396$22.25+$8,811672,146Indirect
Sep 5, 20238.625% Series C Preferred StockPPurchaseAcquired+100$22.20+$2,220672,246Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)