Okray Thomas B's Form 4 filing
Eaton Corp plc (ETN) · filed Sep 1, 2023
- Accession no.
- 0001104659-23-097798
- Filed
- Sep 1, 2023
- Trade date
- Aug 31, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.14M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Okray Thomas BCIK 0001689107 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Ordinary Shares | MOption exerciseAcquired | +4,950 | $151.76 | +$751,212 | 12,317 | Direct | |
| Aug 31, 2023 | Ordinary Shares | SSaleDisposed | −4,950 | $231.09 | −$1,143,895.5 | 7,367 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Ordinary Shares | MOption exerciseDisposed | −4,950 | $0.00 | $0 | 10,050 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Executive Vice President and Chief Financial Officer of Eaton Corporation, a subsidiary of the Issuer.