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Abuhoff Jack's Form 4 filing

Innodata Inc (INOD) · filed Aug 29, 2023

Accession no.
0001104659-23-096621
Filed
Aug 29, 2023
Trade date
Aug 28-29, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.18M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Abuhoff JackCIK 0001120632Director, Officer (CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 28, 2023Common StockMOption exerciseAcquired+14,944$1.07+$15,990.081,203,302Direct
Aug 28, 2023Common StockSSaleDisposed−14,944$14.16F1−$211,607.041,188,358Direct
Aug 29, 2023Common StockMOption exerciseAcquired+135,056$1.07+$144,509.921,323,414Direct
Aug 29, 2023Common StockSSaleDisposed−135,056$14.58F2−$1,969,116.481,188,358Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 28, 2023Common StockMOption exerciseDisposed−14,944$0.00$0385,056Direct
Aug 29, 2023Common StockMOption exerciseDisposed−135,056$0.00$0250,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trading prices ranging from $14.00 to $14.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F2

This transaction was executed in multiple trading prices ranging from $14.35 to $14.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)