Zapolsky David's Form 4 filing
Amazon Com Inc (AMZN) · filed Aug 23, 2023
- Accession no.
- 0001104659-23-094559
- Filed
- Aug 23, 2023
- Trade date
- Aug 21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $899.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zapolsky DavidCIK 0001557979 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +10,620 | $0.00 | $0 | 107,736 | Direct | |
| Aug 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +3,940 | $0.00 | $0 | 111,676 | Direct | |
| Aug 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +2,240 | $0.00 | $0 | 113,916 | Direct | |
| Aug 21, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −3,861 | $133.44F2 | −$515,211.84 | 110,055 | Direct | |
| Aug 21, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −2,459 | $134.36F3 | −$330,391.24 | 107,596 | Direct | |
| Aug 21, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −400 | $135.01F4 | −$54,004 | 107,196 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −10,620 | $0.00 | $0 | 21,240 | Direct | |
| Aug 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −3,940 | $0.00 | $0 | 88,400 | Direct | |
| Aug 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −2,240 | $0.00 | $0 | 103,300 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $133.86 and the lowest price at which shares were sold was $132.87.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The highest price at which shares were sold was $134.82 and the lowest price at which shares were sold was $133.89.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. The highest price at which shares were sold was $135.11 and the lowest price at which shares were sold was $134.89.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.