Africk Andrew's Form 4 filing
CVD Equipment Corp (CVV) · filed Aug 23, 2023
- Accession no.
- 0001104659-23-094501
- Filed
- Aug 23, 2023, 4:00 PM ET
- Trade date
- Aug 21-22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $292.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Africk AndrewCIK 0001256239 | 10% Owner |
| ADA Partners, L.P.CIK 0001948529 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2023 | Common Stock | PPurchaseAcquired | +12,195 | $7.00F1 | +$85,365 | 832,787 | Indirect | |
| Aug 21, 2023 | Common Stock | PPurchaseAcquired | +21,707 | $6.04F3 | +$131,110.28 | 820,592 | Indirect | |
| Aug 21, 2023 | Common Stock | PPurchaseAcquired | +11,008 | $6.94F4 | +$76,395.52 | 798,885 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.98 to $7.05, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.60, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.88 to $7.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
Referenced by the price of 1 transaction in Table I.