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Averick Robert M's Form 4 filing

Amtech Systems Inc (ASYS) · filed Aug 21, 2023

Accession no.
0001104659-23-093900
Filed
Aug 21, 2023
Trade date
Aug 17-18, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $137.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Averick Robert MCIK 0001343599Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 17, 2023Common StockPPurchaseAcquired+6,500$8.70F4+$56,550379,500Direct
Aug 18, 2023Common StockPPurchaseAcquired+9,000$8.96F4+$80,64011,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The prices of shares purchased on August 17, 2023 ranged from $8.67 to $8.72 per share. The prices of shares purchased on August 18, 2023 ranged from $8.87 to $9.00 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)