Theobald Stephen P's Form 4 filing
Walker & Dunlop, Inc. (WD) · filed Aug 18, 2023
- Accession no.
- 0001104659-23-093541
- Filed
- Aug 18, 2023
- Trade date
- Aug 16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.45M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Theobald Stephen PCIK 0001507723 | Officer (EVP & Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2023 | Common Stock | MOption exerciseAcquired | +16,949 | $16.72 | +$283,387.28 | 74,702.62 | Direct | |
| Aug 16, 2023 | Common Stock | SSaleDisposed | −10,668 | $85.29 | −$909,873.72 | 64,034.62 | Direct | |
| Aug 16, 2023 | Common Stock | SSaleDisposed | −6,281 | $86.41 | −$542,741.21 | 57,753.62 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2023 | Common Stock | MOption exerciseDisposed | −16,949 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.