Denk Peter's Form 4 filing
Eaton Corp plc (ETN) · filed Aug 8, 2023
- Accession no.
- 0001104659-23-088965
- Filed
- Aug 8, 2023
- Trade date
- Aug 7, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.04M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Denk PeterCIK 0001964685 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2023 | Ordinary Shares | SSaleDisposed | −1,140 | $219.38F1 | −$250,093.2 | 3,930 | Direct | |
| Aug 7, 2023 | Ordinary Shares | MOption exerciseAcquired | +781 | $80.49 | +$62,862.69 | 4,711 | Direct | |
| Aug 7, 2023 | Ordinary Shares | SSaleDisposed | −781 | $219.64 | −$171,538.84 | 3,930 | Direct | |
| Aug 7, 2023 | Ordinary Shares | MOption exerciseAcquired | +2,799 | $98.21 | +$274,889.79 | 6,729 | Direct | |
| Aug 7, 2023 | Ordinary Shares | SSaleDisposed | −2,799 | $219.77 | −$615,136.23 | 3,930 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2023 | Ordinary Shares | MOption exerciseDisposed | −781 | $0.00 | $0 | 1,242 | Direct | |
| Aug 7, 2023 | Ordinary Shares | MOption exerciseDisposed | −2,799 | $0.00 | $0 | 1,355 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $219.38 - $219.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.