Szmagala Taras G. Jr.'s Form 4 filing
Eaton Corp plc (ETN) · filed Aug 8, 2023
- Accession no.
- 0001104659-23-088961
- Filed
- Aug 8, 2023
- Trade date
- Aug 4-7, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $62.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Szmagala Taras G. Jr.CIK 0001936212 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2023 | Ordinary Shares | MOption exerciseAcquired | +788 | $0.00 | $0 | 9,888 | Direct | |
| Aug 4, 2023 | Ordinary Shares | FTax withholdingDisposed | −304 | $217.49 | −$66,116.96 | 9,584 | Direct | |
| Aug 7, 2023 | Ordinary Shares | SSaleDisposed | −284 | $219.49 | −$62,335.16 | 9,300 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2023 | Ordinary Shares | MOption exerciseDisposed | −788 | $0.00 | $0 | 1,602 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Executive Vice President and Chief Legal Officer of Eaton Corporation, a subsidiary of the Issuer.