Hoag Jay C's Form 4 filing
Netflix Inc (NFLX) · filed Jul 28, 2023
- Accession no.
- 0001104659-23-085462
- Filed
- Jul 28, 2023
- Trade date
- Jul 26, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 29 non-derivative transactions and 28 derivative transactions. Open-market sales total $2.09M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoag Jay CCIK 0001082906 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +301 | $117.22 | +$35,283.22 | 301 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +277 | $127.49 | +$35,314.73 | 578 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +251 | $140.78 | +$35,335.78 | 829 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +247 | $142.65 | +$35,234.55 | 1,076 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +241 | $146.92 | +$35,407.72 | 1,317 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +227 | $155.35 | +$35,264.45 | 1,544 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +216 | $162.99 | +$35,205.84 | 1,760 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +242 | $146.17 | +$35,373.14 | 2,002 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +194 | $182.03 | +$35,313.82 | 2,196 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +202 | $174.74 | +$35,297.48 | 2,398 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +199 | $177.01 | +$35,224.99 | 2,597 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +187 | $198.00 | +$37,026 | 2,784 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +197 | $186.82 | +$36,803.54 | 2,981 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +202 | $201.07 | +$40,616.14 | 3,183 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +153 | $265.07 | +$40,555.71 | 3,336 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +140 | $290.39 | +$40,654.6 | 3,476 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +145 | $280.29 | +$40,642.05 | 3,621 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +129 | $313.30 | +$40,415.7 | 3,750 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +113 | $359.93 | +$40,672.09 | 3,863 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +102 | $398.18 | +$40,614.36 | 3,965 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +120 | $338.38 | +$40,605.6 | 4,085 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +111 | $363.60 | +$40,359.6 | 4,196 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +106 | $381.43 | +$40,431.58 | 4,302 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +128 | $317.38 | +$40,624.64 | 4,430 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +140 | $290.30 | +$40,642 | 4,570 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +151 | $267.66 | +$40,416.66 | 4,721 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +119 | $339.85 | +$40,442.15 | 4,840 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseAcquired | +114 | $357.32 | +$40,734.48 | 4,954 | Direct | |
| Jul 26, 2023 | Common Stock | SSaleDisposed | −4,954 | $422.24F2 | −$2,091,776.96 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −301 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −277 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −251 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −247 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −241 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −227 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −216 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −242 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −194 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −202 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −199 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −187 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −197 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −202 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −153 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −140 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −145 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −129 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −113 | $0.00 | $0 | 61 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −102 | $0.00 | $0 | 55 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −120 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −111 | $0.00 | $0 | 60 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −106 | $0.00 | $0 | 58 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −128 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −140 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −151 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −119 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Common Stock | MOption exerciseDisposed | −114 | $0.00 | $0 | 61 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $422.18 to $422.34 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
This is the first part of a Form 4 filing for the Reporting Person. There are two parts to this Form 4 filing because of the constraint of a 30 transaction line maximum for tables in a Form 4.