Westaim Corp's Form 4 filing
Skyward Specialty Insurance Group, Inc. (SKWD) · filed Jul 21, 2023
- Accession no.
- 0001104659-23-083140
- Filed
- Jul 21, 2023
- Trade date
- Jan 12-Jun 12, 2023
- Filing delay
- 190 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $91.7M. It was filed 190 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Westaim CorpCIK 0001108828 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2023 | Common Stock | CConversionAcquired | +7,285,359 | –F1 | – | 7,285,359 | Direct | |
| Jun 12, 2023 | Common Stock | SSaleDisposed | −3,987,500 | $23.00 | −$91,712,500 | 3,297,859 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2023 | Common Stock | CConversionDisposed | −7,285,359 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person owned 880,071.479 shares of the Issuer's Series A preferred stock, which was converted into 7,285,359 shares of common stock upon the consummation of the Issuer's IPO.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.