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Westphal Jeffery's Form 4 filing

Vertex, Inc. (VERX) · filed Jul 14, 2023

Accession no.
0001104659-23-081322
Filed
Jul 14, 2023
Trade date
Jul 12-14, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $6.13M. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001104659-23-102045 (Sep 19, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Westphal JefferyCIK 000181885110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 12, 2023Class A Common StockSSaleDisposed−80,816$18.90F1−$1,527,422.45,828,563Indirect
Jul 13, 2023Class A Common StockSSaleDisposed−155,146$18.91F2−$2,933,810.865,673,417Indirect
Jul 14, 2023Class A Common StockSSaleDisposed−89,236$18.66F3−$1,665,143.765,584,181Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $19.05.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.625 to $19.12.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.60 to $19.00.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)