Gardiner Founder, LLC's Form 4 filing
Gardiner Healthcare Acquisitions Corp. (GDNR) · filed Jul 3, 2023
- Accession no.
- 0001104659-23-077642
- Filed
- Jul 3, 2023
- Trade date
- Jun 29, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gardiner Founder, LLCCIK 0001920519 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2023 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +449,562 | –F1 | – | 1,786,125 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares of common stock, par value $0.0001 per share (the "Common Stock") of Gardiner Healthcare Acquisitions Corp. ("Gardiner") were transferred to Gardiner Healthcare Holdings, LLC ("Gardiner Sponsor") pursuant to five Founder Shares Transfer Agreements (the "Agreements"), each dated June 29, 2023, by and between Gardiner Sponsor and James P. Linton, Thomas F. Ryan, Frank C. Sciavolino, Matthew Rossen, each a director of Gardiner, and CCMAUS Pty Ltd, a prior co-sponsor of Gardiner, respectively (each, a "Transferor"). Pursuant to the Agreements, each Transferor transferred all of its right, title and interest in shares of the Common Stock to Gardiner Sponsor, in consideration for the receipt of units of the Reporting Person. Specifically, Linton, Ryan, Sciavolino and Rossen each transferred 25,000 shares of Common Stock to Gardiner Sponsor and CCMAUS transferred 349,562 shares of Common Stock to Gardiner Sponsor.
Referenced by the price of 1 transaction in Table I.