Skip to main content

de Boer Klaas's Form 4 filing

SmartKem, Inc. (SMTK) · filed Jun 23, 2023

Accession no.
0001104659-23-074416
Filed
Jun 23, 2023
Trade date
Jun 22, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 0 non-derivative transactions and 2 derivative transactions. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
de Boer KlaasCIK 0001845960Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 22, 2023Common StockPPurchaseAcquired+200,000$1,000.00+$50,00050Indirect
Jun 22, 2023Common StockPPurchaseAcquired+200,000––200,000Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)