Yelton Michael's Form 4 filing
Eaton Corp plc (ETN) · filed Jun 20, 2023
- Accession no.
- 0001104659-23-072977
- Filed
- Jun 20, 2023
- Trade date
- Jun 15-16, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $394.2K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yelton MichaelCIK 0001964445 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Ordinary Shares | SSaleDisposed | −2,000 | $197.11 | −$394,220 | 2,096 | Direct | |
| Jun 15, 2023 | Ordinary Shares | MOption exerciseAcquired | +1,242 | $80.49 | +$99,968.58 | 3,338 | Direct | |
| Jun 15, 2023 | Ordinary Shares | FTax withholdingDisposed | −508 | $196.69 | −$99,918.52 | 2,830 | Direct | |
| Jun 16, 2023 | Ordinary Shares | FTax withholdingDisposed | −7 | $0.00 | $0 | 2,823 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Ordinary Shares | MOption exerciseDisposed | −1,242 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.