Sullivan Francine's Form 4 filing
EVgo Inc. (EVGO) · filed Jun 16, 2023
- Accession no.
- 0001104659-23-072424
- Filed
- Jun 16, 2023
- Trade date
- Jun 13-14, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $48.8K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan FrancineCIK 0001870837 | Officer (CLO and General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Class A Common Stock | MOption exerciseAcquired | +25,291 | – | – | 44,423 | Direct | |
| Jun 13, 2023 | Class A Common Stock | MOption exerciseAcquired | +23,242 | – | – | 67,665 | Direct | |
| Jun 14, 2023 | Class A Common Stock | SSaleDisposed | −11,819 | $4.13 | −$48,812.47 | 55,846 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Class A Common Stock | MOption exerciseDisposed | −25,291 | $0.00 | $0 | 25,291 | Direct | |
| Jun 13, 2023 | Class A Common Stock | MOption exerciseDisposed | −23,242 | $0.00 | $0 | 46,484 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.