Blumenthal Neil Harris's Form 4 filing
Warby Parker Inc. (WRBY) · filed Jun 12, 2023
- Accession no.
- 0001104659-23-070461
- Filed
- Jun 12, 2023
- Trade date
- Jun 9, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $59.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blumenthal Neil HarrisCIK 0001883345 | Director, Officer (Co-Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | Class A Common Stock | CConversionAcquired | +5,043 | $0.00 | $0 | 5,149 | Direct | |
| Jun 9, 2023 | Class A Common Stock | SSaleDisposed | −5,043 | $11.69 | −$58,952.67 | 106 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | Class B Common Stock | MOption exerciseDisposed | −4,545 | $0.00 | $0 | 12,262 | Direct | |
| Jun 9, 2023 | Class B Common Stock | MOption exerciseDisposed | −4,331 | $0.00 | $0 | 28,735 | Direct | |
| Jun 9, 2023 | Class A Common Stock | MOption exerciseAcquired | +8,876 | $0.00 | $0 | 4,216,936 | Direct | |
| Jun 9, 2023 | Class A Common Stock | CConversionDisposed | −5,043 | $0.00 | $0 | 4,211,893 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.