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Karkar Andrei's Form 4 filing

TMC the metals Co Inc. (TMC) · filed Jun 9, 2023

Accession no.
0001104659-23-069661
Filed
Jun 9, 2023, 8:00 AM ET
Trade date
Jun 8, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $3.00M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Karkar AndreiCIK 0001874431Director, 10% Owner
ERAS Capital LLCCIK 0001881973Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 8, 2023Common SharesPPurchaseAcquired+3,997,519$0.75+$2,998,139.2555,953,495Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)