Arnold Craig's Form 4 filing
Eaton Corp plc (ETN) · filed Jun 8, 2023
- Accession no.
- 0001104659-23-069404
- Filed
- Jun 8, 2023
- Trade date
- Jun 7, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.28M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arnold CraigCIK 0001188578 | Director, Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Ordinary Shares | MOption exerciseAcquired | +22,935 | $80.49 | +$1,846,038.15 | 539,810 | Direct | |
| Jun 7, 2023 | Ordinary Shares | SSaleDisposed | −3,793 | $184.35F1 | −$699,239.55 | 536,017 | Direct | |
| Jun 7, 2023 | Ordinary Shares | SSaleDisposed | −2,561 | $185.41F2 | −$474,835.01 | 533,456 | Direct | |
| Jun 7, 2023 | Ordinary Shares | SSaleDisposed | −5,907 | $186.54F3 | −$1,101,891.78 | 527,549 | Direct | |
| Jun 7, 2023 | Ordinary Shares | SSaleDisposed | −6,253 | $187.60F4 | −$1,173,062.8 | 521,296 | Direct | |
| Jun 7, 2023 | Ordinary Shares | SSaleDisposed | −4,421 | $188.37F5 | −$832,783.77 | 516,875 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Ordinary Shares | MOption exerciseDisposed | −22,935 | $0.00 | $0 | 100,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $184.91. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $185.00 - $185.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $186.00 - $186.97. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $187.01 - $187.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $188.05 - $188.63. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.