Lippe Robert A's Form 4 filing
Liquidia Corp (LQDA) · filed Jun 2, 2023
- Accession no.
- 0001104659-23-067643
- Filed
- Jun 2, 2023
- Trade date
- May 31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.82K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lippe Robert ACIK 0001600757 | Officer (Chief Operations Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2023 | Common Stock | MOption exerciseAcquired | +1,719 | – | – | 190,243 | Direct | |
| May 31, 2023 | Common Stock | SSaleDisposed | −597 | $8.08 | −$4,823.76 | 189,646 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2023 | Common Stock | MOption exerciseDisposed | −1,719 | $0.00 | $0 | 18,906 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.