Mishra Ashok's Form 4 filing
Innodata Inc (INOD) · filed May 30, 2023
- Accession no.
- 0001104659-23-066201
- Filed
- May 30, 2023
- Trade date
- May 30, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.60M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mishra AshokCIK 0001161075 | Officer (EVP and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 30, 2023 | Common Stock | MOption exerciseAcquired | +128,526 | $2.45 | +$314,888.7 | 128,526 | Direct | |
| May 30, 2023 | Common Stock | MOption exerciseAcquired | +13,333 | $7.24 | +$96,530.92 | 141,859 | Direct | |
| May 30, 2023 | Common Stock | SSaleDisposed | −141,859 | $11.26F1 | −$1,597,332.34 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 30, 2023 | Common Stock | MOption exerciseDisposed | −128,526 | $0.00 | $0 | 0 | Direct | |
| May 30, 2023 | Common Stock | MOption exerciseDisposed | −13,333 | $0.00 | $0 | 26,667 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $11.00 to $11.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.