Skip to main content

Bolduc John's Form 4 filing

WhiteHorse Finance, Inc. (WHF) · filed May 26, 2023

Accession no.
0001104659-23-065594
Filed
May 26, 2023
Trade date
May 24-25, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $199.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bolduc JohnCIK 0001050047Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 24, 2023Common Stock, par value $0.001 per sharePPurchaseAcquired+4,300$11.56+$49,708213,625Indirect
May 24, 2023Common Stock, par value $0.001 per sharePPurchaseAcquired+4,300$11.55+$49,665210,370Indirect
May 25, 2023Common Stock, par value $0.001 per sharePPurchaseAcquired+4,385$11.40+$49,989218,010Indirect
May 25, 2023Common Stock, par value $0.001 per sharePPurchaseAcquired+4,385$11.40+$49,989214,755Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)