Bresner Gregg A.'s Form 4 filing
CION Investment Corp (CICB) · filed May 26, 2023
- Accession no.
- 0001104659-23-065585
- Filed
- May 26, 2023
- Trade date
- May 24-26, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $39.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bresner Gregg A.CIK 0001681896 | Officer (President & CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2023 | Common Stock, $0.001 par value | PPurchaseAcquired | +1,000 | $9.91 | +$9,910 | 41,099 | Indirect | |
| May 25, 2023 | Common Stock, $0.001 par value | PPurchaseAcquired | +1,000 | $9.81 | +$9,810 | 42,099 | Indirect | |
| May 26, 2023 | Common Stock, $0.001 par value | PPurchaseAcquired | +2,000 | $9.90 | +$19,800 | 44,099 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.