Roth Gordon J's Form 4 filing
Tigo Energy, Inc. (TYGO) · filed May 25, 2023
- Accession no.
- 0001104659-23-064790
- Filed
- May 25, 2023
- Trade date
- May 23, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roth Gordon JCIK 0001160634 | Other: former officer |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2023 | Common Stock | SSaleDisposed | −61,273 | – | – | 37,537 | Direct | |
| May 23, 2023 | Common Stock | SSaleDisposed | −472,852 | – | – | 289,676 | Indirect | |
| May 23, 2023 | Common Stock | SSaleDisposed | −7,872 | – | – | 696 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2023 | Common Stock | SSaleDisposed | −6,278 | – | – | 555 | Direct | |
| May 23, 2023 | Common Stock | SSaleDisposed | −48,451 | – | – | 4,285 | Indirect | |
| May 23, 2023 | Common Stock | SSaleDisposed | −3,936 | – | – | 348 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.