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Roth Byron's Form 4 filing

Tigo Energy, Inc. (TYGO) · filed May 25, 2023

Accession no.
0001104659-23-064786
Filed
May 25, 2023
Trade date
May 23, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 4 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Roth ByronCIK 0001810078Other: former director and officer

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 23, 2023Common StockSSaleDisposed−267,493––179,878Direct
May 23, 2023Common StockSSaleDisposed−30,538––2,700Indirect
May 23, 2023Common StockSSaleDisposed−472,852––289,676Indirect
May 23, 2023Common StockSSaleDisposed−7,872––696Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 23, 2023Common StockSSaleDisposed−15,269––1,350Direct
May 23, 2023Common StockSSaleDisposed−15,269––1,350Indirect
May 23, 2023Common StockSSaleDisposed−48,451––4,285Indirect
May 23, 2023Common StockSSaleDisposed−3,936––348Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)