Olsavsky Brian T's Form 4 filing
Amazon Com Inc (AMZN) · filed May 23, 2023
- Accession no.
- 0001104659-23-063749
- Filed
- May 23, 2023
- Trade date
- May 21-22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.96M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Olsavsky Brian TCIK 0001639902 | Officer (Senior Vice President and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +10,600 | $0.00 | $0 | 59,600 | Direct | |
| May 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +3,940 | $0.00 | $0 | 63,540 | Direct | |
| May 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +2,260 | $0.00 | $0 | 65,800 | Direct | |
| May 22, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −16,800 | $116.69 | −$1,960,392 | 49,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −10,600 | $0.00 | $0 | 31,860 | Direct | |
| May 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −3,940 | $0.00 | $0 | 92,340 | Direct | |
| May 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −2,260 | $0.00 | $0 | 105,540 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.