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Bolduc John's Form 4 filing

WhiteHorse Finance, Inc. (WHF) · filed May 23, 2023

Accession no.
0001104659-23-063681
Filed
May 23, 2023
Trade date
May 19-23, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $152.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bolduc JohnCIK 0001050047Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 19, 2023Common Stock, par value $0.001 per sharePPurchaseAcquired+2,114$11.60+$24,522.4205,105Indirect
May 19, 2023Common Stock, par value $0.001 per sharePPurchaseAcquired+2,500$11.60+$29,000201,770Indirect
May 23, 2023Common Stock, par value $0.001 per sharePPurchaseAcquired+4,220$11.60+$48,952209,325Indirect
May 23, 2023Common Stock, par value $0.001 per sharePPurchaseAcquired+4,300$11.60+$49,880206,070Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)