Mason Heather L's Form 4 filing
Assertio Holdings, Inc. (ASRT) · filed May 22, 2023
- Accession no.
- 0001104659-23-063278
- Filed
- May 22, 2023
- Trade date
- May 19, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $651.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mason Heather LCIK 0001432601 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Common Stock | SSaleDisposed | −89,286 | $7.30F1 | −$651,787.8 | 187,650 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on May 19, 2023 at prices ranging from $7.30 to $7.32 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
Referenced by the price of 1 transaction in Table I.