Bolduc John's Form 4 filing
WhiteHorse Finance, Inc. (WHF) · filed May 18, 2023
- Accession no.
- 0001104659-23-062356
- Filed
- May 18, 2023
- Trade date
- May 16-18, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $151.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bolduc JohnCIK 0001050047 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +8,300 | $11.71F3 | +$97,193 | 202,608 | Indirect | |
| May 16, 2023 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +4,250 | $11.65F4 | +$49,512.5 | 199,270 | Indirect | |
| May 18, 2023 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +383 | $11.60 | +$4,442.8 | 202,991 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.66 to $11.75, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (3) and (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.64 to $11.67, inclusive.
Referenced by the price of 1 transaction in Table I.