Breakstone Robert A's Form 4 filing
CION Investment Corp (CICB) · filed May 15, 2023
- Accession no.
- 0001104659-23-061034
- Filed
- May 15, 2023
- Trade date
- May 12, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $22.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Breakstone Robert ACIK 0001553171 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2023 | Common Stock, $0.001 par value | PPurchaseAcquired | +2,395 | $9.33 | +$22,345.35 | 9,096 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.