Sauler Sean's Form 4 filing
Redwood Enhanced Income Fund, LP · filed May 3, 2023
- Accession no.
- 0001104659-23-055447
- Filed
- May 3, 2023
- Trade date
- Apr 28, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $246.7K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sauler SeanCIK 0001930989 | Director, Officer (Co-Chairman and Co-President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 28, 2023 | Common Stock | PPurchaseAcquired | +17,991.06 | $13.71F1 | +$246,657.43 | 167,398.41 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On April 21, 2023, Redwood Enhanced Income Corp. (the "Company") issued a capital call notice to certain investors that have committed to purchase shares of Common Stock. Pursuant to such capital call notice, MishSaulHamesh LLC was obligated to make a capital contribution of $246,657.44 on April 28, 2023. The number of shares reported is an estimate based on NAV per share as of March 31, 2023.
Referenced by the price of 1 transaction in Table I.