Bessette Andy F's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Apr 27, 2023
- Accession no.
- 0001104659-23-051325
- Filed
- Apr 27, 2023
- Trade date
- Apr 25, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.06M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bessette Andy FCIK 0001198918 | Officer (EVP and Chief Admin Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 25, 2023 | Common Stock | MOption exerciseAcquired | +11,572 | $132.58 | +$1,534,215.76 | 28,933.42 | Direct | |
| Apr 25, 2023 | Common Stock | SSaleDisposed | −7,207 | $177.52F1 | −$1,279,386.64 | 21,726.42 | Direct | |
| Apr 25, 2023 | Common Stock | SSaleDisposed | −1,800 | $178.48F2 | −$321,264 | 19,926.42 | Direct | |
| Apr 25, 2023 | Common Stock | SSaleDisposed | −2,565 | $179.65F3 | −$460,802.25 | 17,361.42 | Direct | |
| Apr 25, 2023 | Common Stock | GGiftDisposed | −559 | $0.00 | $0 | 16,802.42 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 25, 2023 | Common Stock | MOption exerciseDisposed | −11,572 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for price increments ranging from $177.11 to $178.09. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for price increments ranging from $178.17 to $179.145. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for price increments ranging from $179.21 to $180.00. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.