Sell Moritz A's Form 4 filing
High Income Securities Fund (PCF) · filed Apr 17, 2023
- Accession no.
- 0001104659-23-046267
- Filed
- Apr 17, 2023
- Trade date
- Apr 13-17, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $23.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sell Moritz ACIK 0001053116 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 13, 2023 | Common Stock | PPurchaseAcquired | +2,000 | $6.59 | +$13,180 | 15,375 | Direct | |
| Apr 14, 2023 | Common Stock | PPurchaseAcquired | +500 | $6.60 | +$3,300 | 15,875 | Direct | |
| Apr 17, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $6.55 | +$6,550 | 16,875 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.