Nandabalan Krishnan's Form 4 filing
BioXcel Therapeutics, Inc. (BTAIQ) · filed Apr 10, 2023
- Accession no.
- 0001104659-23-043694
- Filed
- Apr 10, 2023, 6:20 PM ET
- Trade date
- Apr 6, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.04M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nandabalan KrishnanCIK 0001733387 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 6, 2023 | Common Stock | MOption exerciseAcquired | +60,000 | $0.41 | +$24,600 | 60,000 | Direct | |
| Apr 6, 2023 | Common Stock | SSaleDisposed | −60,000 | $17.32 | −$1,039,200 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 6, 2023 | Common Stock | MOption exerciseDisposed | −60,000 | $0.00 | $0 | 294,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.