Stone Gregory's Form 4 filing
TMC the metals Co Inc. (TMC) · filed Apr 5, 2023
- Accession no.
- 0001104659-23-042147
- Filed
- Apr 5, 2023
- Trade date
- Mar 20-30, 2023
- Filing delay
- 16 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $74.1K. It was filed 16 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stone GregoryCIK 0001874441 | Officer (Chief Ocean Scientist) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2023 | Common Shares | AGrant or awardAcquired | +81,323 | $0.00 | $0 | 347,476 | Direct | |
| Mar 20, 2023 | Common Shares | AGrant or awardAcquired | +173,400 | $0.00 | $0 | 520,876 | Direct | |
| Mar 29, 2023 | Common Shares | SSaleDisposed | −47,969 | $0.72 | −$34,537.68 | 472,907 | Direct | |
| Mar 30, 2023 | Common Shares | SSaleDisposed | −52,031 | $0.76 | −$39,543.56 | 420,876 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.