Shesky Craig's Form 4 filing
TMC the metals Co Inc. (TMC) · filed Apr 5, 2023
- Accession no.
- 0001104659-23-042137
- Filed
- Apr 5, 2023
- Trade date
- Mar 20-28, 2023
- Filing delay
- 16 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $89.2K. It was filed 16 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shesky CraigCIK 0001874308 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2023 | Common Shares | AGrant or awardAcquired | +237,199 | $0.00 | $0 | 893,780 | Direct | |
| Mar 28, 2023 | Common Shares | SSaleDisposed | −125,582 | $0.71 | −$89,163.22 | 768,198 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2023 | Common Shares | AGrant or awardAcquired | +562,987 | $0.00 | $0 | 562,987 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.