TotalEnergies SE's Form 4 filing
Clearway Energy, Inc. (CWEN) · filed Apr 4, 2023
- Accession no.
- 0001104659-23-041595
- Filed
- Apr 4, 2023, 5:02 PM ET
- Trade date
- Mar 31-Apr 3, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $2.24M. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001104659-23-049657 (Apr 25, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TotalEnergies SECIK 0000879764 | Director, 10% Owner |
| TotalEnergies Gestion USA SARLCIK 0001941906 | Director, 10% Owner |
| TotalEnergies Holdings USA, Inc.CIK 0001942439 | Director, 10% Owner |
| TotalEnergies Renewables USA, LLCCIK 0001942458 | Director, 10% Owner |
| TotalEnergies Delaware, Inc.CIK 0001942500 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2023 | Class C Common Stock | PPurchaseAcquired | +71,980 | $31.15F1 | +$2,242,349.75 | 172,601 | Indirect | |
| Apr 1, 2023 | Class C Common Stock | JOtherAcquired | +64,573 | $31.33 | +$2,023,072.09 | 237,174 | Indirect | |
| Apr 1, 2023 | Class C Common Stock | JOtherDisposed | −184,091 | $31.33 | −$5,767,571.03 | 53,083 | Indirect | |
| Apr 3, 2023 | Class C Common Stock | JOtherAcquired | +3,875 | –F6 | – | 56,958 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These units were purchased by Clearway Energy Group LLC ("Clearway Energy Group") in multiple transactions at prices ranging from $30.96 to $31.40. The Reporting Persons undertake to provide Clearway Energy, Inc., any security holder of Clearway Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this footnote. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.
Referenced by the price of 1 transaction in Table I.